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SEPT 14 Built from the handwritten pages you uploaded on 14 September 2026.

Pneumonectomy vs lobectomy: the criteria

Which numbers a patient needs for each operation, why a pneumonectomy asks for more, and the step-by-step work-up.

Side by side

Values that mean it is reasonable to proceed. FEV₁ is the single biggest predictor of a poor outcome after either operation.

TestPneumonectomyLobectomyHigh risk (either)
FEV₁ (post-bronchodilator)> 2 L> 1.5 LBelow these → full PFTs. FEV₁ < 2 L is the greatest operative risk
Predicted postop FEV₁ (ppo FEV₁)> 40% of predicted> 40% of predicted< 40%, or < 0.8 L absolute
Predicted postop DLCO (ppo DLCO)> 40%> 40%< 40%
VO₂max (CPET)> 20 ml/kg/min> 15 ml/kg/min< 15 = greatest postop risk · < 10–12 = do not operate
Stair climbing5 flights (≈ VO₂ > 20)3 flightsCannot manage 2 flights (≈ VO₂ 12)
SpO₂ on air> 90%> 90%Below 90%, or a fall of more than 4% on exercise
Lung removedRight 10 segments · left 9Usually 2–5 segments
  • The 40% rule is the same for both operations — what differs is how much lung you subtract before applying it. A pneumonectomy removes about half the segments, so the same patient falls below 40% far more easily.
  • The absolute thresholds are stricter for pneumonectomy: FEV₁ 2 L vs 1.5 L, VO₂max 20 vs 15, 5 flights vs 3.

High-risk results on the other tests

From your two sticky notes. Any one of these marks a patient at high risk of morbidity after lung resection.

TestHigh risk if
ABG on room airPaCO₂ > 45 mmHg or PaO₂ < 50 mmHg
FEV₁< 2 L
ppo FEV₁< 0.8 L or < 40% of predicted
FEV₁/FVC< 50% of predicted
FVC< 50% of predicted
Maximum breathing capacity (MVV)< 50% of predicted, or < 50 L/min
RV/TLC> 50% — gas trapping
DLCO< 50% of predicted
VO₂max< 10 ml/kg/min

Why a pneumonectomy needs better numbers

The predicted postoperative (ppo) formula

  • ppo value = preoperative value × (19 − segments removed) ÷ 19
  • Works the same way for FEV₁ and DLCO. There are 19 segments: right upper 3, right middle 2, right lower 5 (right lung 10); left upper 5 including the lingula, left lower 4 (left lung 9).
  • For a pneumonectomy a quantitative perfusion scan is more accurate: ppo = preoperative value × (1 − fraction of perfusion going to the lung being removed).
Same patient — preop FEV₁ 70% of predictedSegments removedppo FEV₁Verdict
Right lower lobectomy570 × 14/19 = 52%Proceed (> 40%)
Left pneumonectomy970 × 10/19 = 37%High risk → go to the next leg
Right pneumonectomy1070 × 9/19 = 33%High risk → go to the next leg
  • Right pneumonectomy is the worst of all — the right lung is bigger (10 segments, about 55% of lung function) and it carries the highest mortality.

The work-up, step by step

The three-legged stool — mechanics, parenchyma, cardiopulmonary reserve — tested in order. Pass a leg and you can stop.

1 · Post-bronchodilator FEV₁ > 2 L pneumonectomy · > 1.5 L lobectomy Above: proceed below 2 · ppo FEV₁ and ppo DLCO full PFTs, then the 19-segment formula Both > 40% and SpO₂ > 90%: proceed either < 40% 3 · Reserve: CPET VO₂max stair climbing is the rough bedside version VO₂max > 20 pneumonectomy OK 15 – 20 lobectomy OK < 15 — high risk < 10: do not operate Stairs: 5 flights ≈ VO₂ > 20 · 2 flights ≈ VO₂ 12 (ml/kg/min)
  1. 1

    Mechanics — spirometry

    Post-bronchodilator FEV₁ > 2 L for pneumonectomy or > 1.5 L for lobectomy → proceed. Below that → full PFTs including DLCO.

  2. 2

    Mechanics + parenchyma — ppo FEV₁ and ppo DLCO

    Both > 40% of predicted, with SpO₂ > 90% on air → proceed. Either < 40% → high risk → test the reserve.

  3. 3

    Cardiopulmonary reserve — CPET

    VO₂max > 20 → any resection including pneumonectomy · 15–20 → lobectomy · < 15 → high risk, consider a smaller resection · < 10–12 → cancel surgery and look at other treatment.

Quick recall

2 L FEV₁ pneumonectomy
1.5 L FEV₁ lobectomy
40% ppo FEV₁ & DLCO, both ops
0.8 L ppo FEV₁ floor
19 segments · R 10 · L 9
20 VO₂ pneumonectomy
15 VO₂ lobectomy
< 10 VO₂ do not operate
5 / 3 flights of stairs
45 / 50 PaCO₂ > · PaO₂ <
50% FEV₁/FVC · MVV · RV/TLC

See also Lung resection & thoracic and Pulmonary function tests.